8月18日,证监会资讯发言人通报了8月16日光大证券交易异常的应急处置和初步核查情况。发言人表示,在核查中尚未发现人为操作差错,但光大证券该项业务内部控制存在明显缺陷,信息系统管理问题较多。
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The commission said an initial investigation showed that mistakes in application commands and failures of the payment quota control system led the securities company to send a 23.4 billion yuan ($3.83 billion) order to the Shanghai Stock Exchange and close deals valued at 7.27 billion yuan on Friday.
证监会表示,初步调查显示,程序调用错误以及支付额度控制系统失效导致 经初步核查,本次事件尚未发现人为操作差错 事件发生后,光大将已买入的部分ETF成分股申购成ETF 上海证监局已决定先行对光大证券采取行政监管措施 相关阅读
股市“大跌”
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